FAMILY MEDICAL LEAVE ACT |
The following article is a reproduction from the FMLA handbook, a practical guide for union members and stewards, by Robert M. Schwartz. It is my intention to give you, the members of local #1015 as much information as possible about Family Medical Leave as the Officers of this union have.
Dennis Antonellis
The FMLA covers: |
All private employers, including non-profit organizations, with 50 or more employees.
All public employers, including federal, state, city, and
local agencies and schools.
You are eligible for FMLA time off ( leave) if all of the following apply: |
You work for a covered employer
You have worked for this employer for at least 12 months or 52 weeks ( the period does not need to be consecutive)
You work at a location where 50 or more workers are employed, or where the number of workers within 75 miles is 50 or more
You may take up to 12 workweeks of unpaid FMLA leave in each 12-month period for the following reasons:
For a serious health condition that makes you unable to
perform your job
(medical leave)
To care for a seriously ill child, spouse, or parent ( family leave )
For childbirth or to care for a newborn child up to age
one
(childbirth leave and newborn care leave )
For the placement of a child with you for adoption or
foster care
(adoption leave and foster placement leave )
Your 12 weeks of leave may be taken all at once for one of the above reasons or at different times for different reasons. Your leave may not be denied because of production needs, a busy operating schedule, or because your employer considers your job too important to take time off. Nor may your employer order you to perform light-duty work in lieu of medical leave.
FMLA leave does not have to be paid. However, if you have accrued vacation, personal, or sick leave, you may be able to use it during your FMLA absence.
Serious health conditions on-and off-the-job injuries and illnesses which incapacitate you or a family member for more than three consecutive calendar days, chronic health conditions, and pregnancy. Absences due to serious health conditions are protected even if they are as short as a day or a part of a day. For instance, if you have a chronic back condition, you might have to use one FMLA day in January, six days in March, Three days in April, two weeks in July, a half day in August, and three days in December.
You must be granted a part-time work schedule if necessary because of your own health condition or that of a family member. For example, if your doctor instructs you to work half-time following surgery, your employer is to follow this schedule for up to 24 weeks (equivalent to 12 full weeks).
FMLA leave cannot be used against you. Your employer may not use FMLA absences as a basis for imposing discipline, giving you a poor evaluation, or denying you advancement. FMLA absences cannot be counted under "no fault" attendance policies.
You must provide at least 30 days' advance notice if your need for FMLA leave is foreseeable. If your leave or absence cannot be anticipated 30 days in advance, you must give notice as soon as practicable. You are obligated to inform your employer about the reason for your leave but you do not have to mention the FMLA. Your employer can request certification from your health care provider to verify that your requested leave or unexpected absence is due to a serious health condition.
Your employer must display posters about the FMLA, include information in employee handbooks and, when you take FMLA leave, give you a notice about your specific rights and obligations. In addition, you must be notified within two days if a paid leave is to be designated as an FMLA leave.
During your FMLA leave, group health plan benefits must be maintained as if you had continued to work. If your employer has been paying 100% of your insurance premium, it must continue to pay this amount. If you pay a portion of the premium, this obligation remains.
When you return from FMLA leave, you must be restored to your former position or to an equivalent one with no loss to your seniority of benefits. A position is not equivalent unless it has virtually identical pay, benefits, and working conditions; requires substantially equivalent skills, efforts, and responsibilities; and consists of the same or substantially similar duties. Your right to reinstatement may not apply if a layoff during your leave eliminates your position or if a project you were hired for has been completed.
The FMLA is enforced by the Wage and Hour Division of the U.S. Department of Labor (DOL). You or your union can file a complaint at the DOL in person, by letter, or by telephone. Complaints must be filed within two years of the violation; three years are allowed if the violation is willful.
FMLA lawsuits- including collective actions- may be filed in federal or state court. Double damages can be awarded if you have suffered monetary losses.
You may have additional rights under your union contract,
state leave law, or workers' compensation statue. If your collective bargaining
agreement or state law provides greater benefits than the FMLA, the collective
bargaining agreement or the state law applies.
ARE YOU ELIGIBLE FOR FMLA LEAVE ? |
Most union employees are eligible to take FMLA leave. The major exceptions are certain short term and part-time employees and employees who work at small, isolated work sites. This chapter explains FMLA eligibility standards.
FMLA ELIGIBILITY STANDARDS |
You are eligible to use the FMLA if you satisfy four tests:
1. You work for a covered employer (see previous chapter).
2. You have worked for at least 12 months on the date your FMLA leave commences.
3. You have worked for this employer for at least 1,250 hours during the 12 months prior to the date your leave commences.
4. When you request leave, you are employed at a work site
where 50 or more workers are employed, or where the number of workers within 75
miles is 50 or more.
12 MONTHS OF SERVICE |
You must work for your employer for at least 12 months or
52 weeks to take FMLA leave. The months or weeks do not have to be consecutive
and all periods of employment are included. For example, if you worked 2 months
in 1986, 2 months in 1994, and 8 months in 1996, you satisfy the 12 month
requirement.
1,250 HOURS |
You must have at least 1,250 hours during the 12 months prior to FMLA leave. Employees who regularly work 25 or more hours per week usually satisfy this requirement -- unless layoffs or illnesses reduce their hours.
Work hours do not include vacation days or periods of workers compensation, disability, or FMLA leave. Union-business time is counted if paid by the employer but not if paid by the union.
NOTE: The 1,250 hour test must be
satisfied prior to each FMLA leave. It is possible to meet the test at one point
but not at another.
50 EMPLOYEES WITHIN 75
MILES |
At the time you request FMLA leave, or incur an FMLA absence, the total number of workers employed at your work site must be 50 or more, or the number of workers employed by your employer within 75 miles of your work site must be 50 or more. THIS RULE APPLIES TO ALL WORKERS, INCLUDING EMPLOYEES OF PUBLIC AGENCIES. It protects employers at locations where it is difficult to cover for absent workers.
The 50 employees/75 mile test can disqualify all the
workers of a covered employer. For instance, if a company employs 40 workers at
each of five restaurants but each restaurant is more than 75 miles from another,
none of the employees can qualify for FMLA leave.
WHAT EMPLOYEES ARE COUNTED ? |
All employees on the payroll count towards the 50 employee/75 mile test. There is no minimum period of service. Employees hired through leasing companies are included in the count.
When the 50 employee/75 mile test is applied to public employers, the entire governmental body is counted. For example, a state toll-taker is eligible for FMLA leave if 49 other state employees work within 75 miles.
TIP: If your work site has
slow periods, try to time your request for FMLA leave ( including a request for
future intermittent leave ) for a week when 50 employees are working.
NO FIXED WORK LOCATION |
If you work at more than one location,
your FMLA work site is your base, the location from which your work is assigned,
or the location to which you report.
INELIGIBILITY NOTICE |
When you give notice of a need for future leave or an unexpected absence for FMLA purposes, your employer must notify you if you are ineligible for FMLA leave because you lack 12 months of employment or 1,250 hours of recent service. This little known rule, Section 110(d) of the DOL regulations, alerts employees who may be under the mistaken impression that they have FMLA protection. Under the rule, if your employer fails to give you such notice, you are "deemed to be eligible" for FMLA lrave.
EXAMPLE: Horace Jones worked for a hospital for eleven
months. On May 10, 1996, he notified his employer that he injured his leg in a
car accident and would have to stay out of work for six weeks. His employer said
nothing. When Jones returned to work, he was told that his job was gone. Jones
can contest his discharge under the FMLA because the hospital failed to notify
him within two days that he had insufficient months of employment to qualify for
FMLA leave.
KEY EMPLOYEES |
A small number of highly compensated employees fall into an FMLA category called "key employees." Key employees have less protection than other employees. In particulat, they can be denied reinstatement at the end of FMLA leave.
To be classified as a key employee, you must be salaried and your salary must be among the highest 10 percent paid by your employer within 75 miles of your work site. Futhermore, your employer must establish that restoring you to your employment after an FMLA leave would cause "substantial and grievous economic injury." Note that the test is not from your absence but from your reinstatement.
The key employee exception is very rare. With the possible
exception of a top-echelon athlete or creative professional, it is highly
unlikely that a union member will fall into this category.
THE LEAVE YEAR |
The twelve-month period during which FMLA leave can be
taken is called the leave year. The method your employer uses to define the year
can affect your available leave. This chapter explains methods of determining
the leave year and how to compute periods of leave.
MANDATORY SUBJECT OF BARGAINING |
DOL regulations allow employers to select one of four methods to determine the FMLA leave year. In unionized facilities, this decision is a mandatory subject of bargaining. This means your employer cannot adopt a leave year without giving the union prior notice and an opportunity to bargain.
NOTE: The same leave year must be
used for an employer's entire workforce, even if the employer operates in
several states and has more than one union. Coordinated bargaining may be
necessary when dealing with such employers.
LEAVE YEAR OPTIONS |
The methods that can be used to define the leave year are:
1. The calendar year.
2. Another fixed year.
3. The twelve-month period during which FMLA leave can be
t 4. THE LEAVE YEAR aken is called the leave year. The method your employer uses
to define the year can affect your available leave. This chapter explains
methods of determining the leave year and how to compute periods of leave.
MANDATORY SUBJECT OF BARGAINING |
DOL regulations allow employers to select one of four methods to determine the FMLA leave year. In unionized facilities, this decision is a mandatory subject of bargaining. This means your employer cannot adopt a leave year without the union prior notice and an opportunity to bargain.
NOTE: The same leave year must be used for the employers entire workforce, even if the employer operates in several states and has more than one union. Coordinated bargaining may be necessary when dealing 12 month period measured backward from each date of first FMLA leave.
4. The 12 month period measured backward from each date an employee uses FMLA leave.
NOTE: In all cases, unused FMLA
leave may not be carried over to the following leave year.
CALENDAR YEAR |
The calendar year method is the easiest to use. It allows 12 weeks of FMLA leave during each calendar year. For example, in 1996, you could take four weeks of leave in January, three in March, Four in June, and one in December. On January 1, 1997, 12 more weeks will become available.
The calendar year method allows you to combine leaves over
two calendar years. You could, for example, take 12-week FMLA leave at the end
of one calendar year and another 12-week leave at the beginning of the next
calendar year.
FIXED YEAR |
Under fixed year methods, your leave year is designated as a particular 12-month period, such as you employer's fiscal year or the twelve month period following your anniversary date.
EXAMPLE: Nancy Lessin's employer uses a leave year based on anniversary dates. Lessin's anniversary date is June 1. Her leave year is June 1 through May 31.
Fixed year methods allow employees to combine leaves over
two leave years and are relatively easy to administer.
THE 12-MONTH PERIOD MEASURED FORWARD FROM DATE OF FIRST FMLA LEAVE ("MEASURED FORWARD" METHOD) |
Under the measured forward method, your leave year begins on the date you take your first FMLA leave. Your next leave year begins when you take FMLA leave following completion of the current leave year.
EXAMPLE: Frank Morton has worked for Acme Tools since 1992. On September 15, 1996 he took his first FMLA leave. His FMLA leave year has now started. It will run from September 15, 1996, until September 14, 1997. His next leave year will begin the first day after September 14, 1997, that he uses FMLA leave.
The measured forward method allows employees to combine
leaves over two years but to a more limited extent than fixed year methods. This
is a more difficult method to administer.
THE 12-MONTH PERIOD MEASURED BACKWARD FROM EACH DATE AN EMPLOYEE USES FMLA LEAVE ("ROLLING BACKWARD" METHOD) |
Under the rolling backward method, each time you need FMLA leave, your employer reviews your leave history. You will be allowed to take the balance of your remaining leave entitlement if your total time off in the previous 12 months is less than 12 weeks.
The rolling backward method prevents employees from ever
taking more than 12 consecutive weeks of leave. This is the most difficult
method to administer and the most confusing to employees.
IF NO LEAVE YEAR HAS BEEN CHOSEN |
If your employer has not chosen a leave year method, it must apply the method that provides you with the most beneficial outcome.
EXAMPLE: Don Tang was out of work for 20 weeks because of
his wife's illness. His employer had taken no steps to implement the FMLA and
had not chosen a leave year. If Tang is not reinstated, he can take legal action
based on his selection of a fixed year leave ending 12 weeks after his absence
began. This gives him FMLA protection for his entire absence.
MEDICAL LEAVE |
The FMLA provides substantial
protection if you are unable to work as a result of a serious health condition.
This chapter describes the conditions that qualify for medical leave, the right
to take leave on a part-time ir intermittent basis, and the rules which apply to
medical certifications.
BASIC RIGHT |
You are allowed up to 12 workweeks of
consecutive or intermittent leave in a one year period as a result of a serious
health condition which makes you unable to do your job.
During your absence, your employer is
required to maintain your health benefits. When you return to work, you
must be restored to your original position or to an equivalent one.
You cannot be warned, suspended, fired, or
denied overtime or advancement because of FMLA absences. FMLA absences
cannot be used as a basis for points or other penalties under the attendance
policy.
SERIOUS HEALTH CONDITION |
To qualify for FMLA medical leave, your
absence must be due to a "serious health condition." Under the DOL
regulations, a serious health condition is an illness, injury, impairment, or
physical or mental condition that involves one or more of the following:
1. Inpatient hospital care (i.e., an
overnight stay at a hospital or similar facility).
2. An injury, illness, or other condition
lasting more than three consecutive calendar days that involves continuing
treatment by a health care provider.
3. Pregnancy.
4. A chronic serious health condition.
5. A long term or permanently disabling
health condition.
6. A condition requiring multiple
treatments to prevent a period of incapacity of more than three consecutive
calendar days.
INPATIENT HOSPITAL CARE |
A condition which requires an overnight stay in a
hospital, hospice, or residential medical care facility is a serious health
condition. FMLA protection applies to the day or days you spend in the
hospital and any subsequent absences caused by the condition including time off
for medical appointments.
ILLNESS OR INJURY LASTING MORE THAN THREE CONSECUTIVE DAYS |
An illness, injury, or other medical condition
meets the FMLA test if it both:
Makes you incapacitated for more than
three consecutive calendar days
Involves continuing medical treatment
You are considered incapacitated if you
are unable to perform one or more of the essential (i.e., fundamental) functions
of your position. For instance, a truck driver who cannot change tires
because of a back injury is incapacitated even if he or she can drive or perform
other work.
The more than three day requirement refers
to calendar days not work days. The fourth day or part of a day does not
have to be consecutive. If you are incapacitated Friday, Saturday, Sunday,
and Monday, you meet the test. If you are out Monday, Tuesday, Wednesday,
and Friday, you also meet the test. An absence to receive medical
treatment is considered a period of incapacity.
Continuing medical treatment means two or more treatments by a health care
provider or treatment by a health care provider on one occasion which results in
a regimen of continuing supervised treatment.
A regimen of continuing supervised
treatment includes therapy involving special equipment or a course of
prescription medication. A regimen of supervised treatment does not
include instructions to take over the counter medications, drink fluids,
exercise, or rest.
EXAMPLE: Richard Monks developed a severe skin infection and could not work for one week. He saw a dermatologist and was given a prescription for an antibiotic with instructions to call the doctor after three days. His medical care qualifies as continuing treatment and his absence is protected by FMLA.
NOTE: Minor
illnesses do not qualify for FMLA protection– even if you are incapacitated for
more than three days. But if complications occur which necessitate
hospitalization or other continuing medical treatment, a minor illness may
change into a serious health condition. Minor illnesses include: colds,
routine dental or orthodontic problems, earaches, flu, headaches (other than
migraine), periodontal disease, minor ulcers, upset stomachs.
PREGNANCY |
Pregnancy is a serious health condition.
Medical leave may be taken for any period of incapacity, including appointments
for pre-natal care. If you are late for work because of severe morning
sickness or must leave early because of nausea or dizziness, you are protected
against discipline. You do not have to see a doctor or other health care
provider during absences.
CHRONIC SERIOUS HEALTH CONDITION |
A chronic serious health
condition is one which: continues over an extended period of time,
requires periodic visits for treatment, generally causes episodic periods of
incapacity.
Any period of incapacity due to a chronic
serious health condition is protected by FMLA whether you miss work for an hour,
a day, a week, or longer. You do not have to see a health care provider
during each absence. Chronic serious health conditions include: severs
arthritis, asthma, back injuries requiring surgery or extensive therapy, cancer,
colitis, serious depressive or stress-related disorders, diabetes, epilepsy,
severe heart conditions migraine headaches, recurrent kidney stones.
NOTE: FMLA
protection applies to medical appointments which must be scheduled during the
work day. An employee with diabetes, for example, may have to leave work
periodically to obtain necessary treatments. You must attempt to schedule
appointments for times which will not disrupt work unduly.
LONG TERM OR PERMANENT DISABILITY |
Conditions causing
long-term or permanent disability, including terminal illnesses, are a serious
health condition even if they do not require active medical care. There
must, however, be continuing supervision by a health care provider. (This
category is primarily relevant to employees taking family leave. See next
chapter.)
CONDITIONS REQUIRING MULTIPLE TREATMENTS |
Some conditions, although not chronic,
require multiple medical treatments to prevent a period of incapacity that would
be greater than three days. Examples include physical therapy for carpal
tunnel syndrome, chemotherapy for cancer, or dialysis for kidney disease.
Time lost for these treatments comes under FMLA. Also included in this
category are multiple treatments in connection with restorative surgery after an
accident or other injury.
SUBSTANCE ABUSE |
Alcoholism and drug addiction often satisfy the requirements of a chronic serious health condition. A DOL exception, however, removes protection from employees who are absent from work as a direct result of the use of a substance, e.g. overdose, hangover, intoxication, etc. On the other hand, treatment of a chronic substance abuse condition qualifies for FMLA protection.
EXAMPLE: Ben Bottoms suffers from long
term alcoholism. If his doctor recommends a two- week inpatient stay at an
alcohol treatment facility, his employer would have to allow his absence.
But if Bottoms misses work because of drinking, his absence would not come under
the FMLA and could subject him to discipline.
INTERMITTENT LEAVE |
If a serious health condition
incapacitates you on an occasional or sporadic basis, you may take FMLA leave
intermittently, i.e., in separate blocks of time. To cite an extreme case,
an employee afflicted with chronic colitis who normally works five days a week
could be absent for as many as 60 days a year for the disorder. The
employee could not be discharged, laid off or penalized in any way, even if the
absences are disruptive.
If your need for intermittent leave is
foreseeable because of planned medical treatment, your employer can temporarily
alter your existing position or transfer you to another position for which you
are qualified that will more easily accommodate your absences. The
alternative job cannot violate your collective bargaining agreement, impose a
hardship, reduce your pay, or be instituted in order to discourage you from
taking leave.
EXAMPLE: Josh Papir, a teacher, was
scheduled for chemotherapy for six months. His school can transfer him to
a job in the office, at his regular salary, for the period of his treatments.
NOTE: When your
need for intermittent leave ends, you must be allowed to return to you regular
job.
REDUCED SCHEDULE LEAVE |
You may take leave by means of a
reduced schedule if necessitated by a serious health condition. For
instance, if you undergo a back operation, you may need a part time schedule for
several weeks. If you have a heart condition, you may have to avoid
overtime. If you are pregnant, you may need time off during the work day.
A request for a reduced schedule,
certified by a health care provider, cannot be refused even if your employer has
a strict policy against part time work. During the period of your reduced
schedule, however, you can be temporarily transferred to an alternative position
for which you are qualified (with the same pay rate and benefits) that better
accommodates your schedule. This transfer may not violate the union
contract or impose a hardship.
A half-time schedule can be taken up to 24
weeks (equal to 12 full weeks). A three-quarter- time schedule can be
taken up to 48 weeks.
HEALTH CARE PROVIDERS |
To qualify for FMLA leave, your condition must involve treatment or supervision by a "health care provider." Health care providers include: Physicians, Optometrists, Osteopaths, Chiropractors (when treating the spine to correct a subluxation), Podiatrists, Dentists, Clinical psychologists, Nurse practitioners, Nurse-midwives, Christian Science practitioners, Clinical social workers, Other providers recognized by your health care plan.
NOTE:
Treatment by a nurse or physician's assistance under the direct supervision of a
health care provider or a physical therapist on referral by a provider qualifies
as treatment by a health care provider.
MEDICAL CERTIFICATION |
Your employer can require you to submit
a medical certification, signed by your health care provider, verifying that you
suffer from a serious health condition and are unable to work. The
following rules apply:
A direct request must be made to you for
the certification. A posted rule or policy is not sufficient. The
request must inform you of any penalties if you fail to obtain the
certification. In most cases, it must be made within two business days
after you ask for FMLA leave or give notice of an unexpected FMLA absence.
A later request can be made if the employer has reason to question your leave or
its duration.
The certification can be in the form of a
questionnaire or you may be allowed to submit a report. The certification
should give the date your condition began and its expected duration. You
are responsible if there is an expense to obtain the report.
You must be allowed a minimum of 15
calendar days to submit the certification. You can submit the
certification beyond 15 days if your doctor fails to fill out the form despite
your diligent efforts. If the certification is incomplete, your employer
must inform you and allow a reasonable amount of time for you to correct the
deficiency.
With your permission, your employer can
assign a physician or other health care provider to contact your provider to
clarify information in the certification. A supervisor, company nurse, or
labor relations official may not contact your provider.
Records relating to FMLA medical
certifications, recertification, or medical histories must be maintained as
confidential medical records in files separate from the usual personnel files.
TIP: Do not ask your health care provider to mail the
certification. The provider may not answer all of the questions or may
fail to submit it in time. Obtain the completed report from your
provider and make a copy for your file. Review it to make sure it
certifies your disability. If the form is incomplete, ask your provider to
correct it. Bring it to your employer or send it by certified mail.
SECOND AND THIRD OPINIONS |
If your employer has reason to doubt
your medical certification, it can require you to be examined by a second health
care provider at its expense. You must be reimbursed for any reasonable
out-of-pocket costs. The second provider may not be employed by or do
regular business with your employer unless you are located in an area where
access to health care is severely limited.
If the second opinion differs from your
provider's certification, your employer can require you to be examined by a
third health care provider, again at the employers expense. The third
provider must be chosen jointly by you and the employer. You must be given
copies of the second and third medical opinions within two business days of your
request.
If the third provider says that you are
able to do your job, or denies that you are suffering from a serious health
condition, your employer can refuse your request for FMLA leave or cancel your
existing leave.
RECERTIFICATION |
Employers can ask employees to decertify medical leaves.
Recertifications are not subject to second and third opinion procedures
discussed above. If you do not provide a requested recertification, your
FMLA leave can be canceled.
Ordinarily, a recertification cannot be
demanded more often than once in every 30 days. A recertifcation can be
requested earlier, however, if either of the following occur:
Your employer receives information that
casts doubt on your absence.
There is sufficient change in your
condition such as surgery, the development of complications, or a greater number
of absences than predicted in the original certification.
NOTE: If you have
submitted a certification supporting a need for intermittent leave or a reduced
schedule, and if the certification says that such leave will be needed for a
particular time period, such as three months, your employer may not require a
decertification within this period. This rule does not apply if your
employer receives information that casts doubt on the original certification, or
if the circumstances or your medical condition change significantly.
TIME LIMITS |
You must be allowed at least 15
calendar days to obtain a decertification, and a further period of time if your
provider fails to respond to your request or is unavailable.
FAMILY LEAVE |
FMLA leave can be taken to care for family members with
serious health conditions. Family leave can be taken consecutively or
intermittently for up to 12 weeks per year. When you return to work, you
must be restored to your original position or to an equivalent one. This
chapter discusses the definition of family members, the conditions that qualify
for leave, and the type of care you must provide.
FAMILY MEMBERS |
The FMLA defines family members as
sons, daughters, spouses, and parents. Family members do not include
in-laws, grandparents, siblings, aunts, uncles, or grandchildren unless in loco
parentis relationship exists or existed (see below). Family members do not
have to live in your home.
SONS AND DAUGHTERS |
Sons and daughters include biological,
adopted, or foster children, stepchildren, and legal wards under age 18.
Also included are children for whom you stand in loco parentis (the Latin term
for "in place of a parent"). You stand in loco parentis if you provide day
to day care and financial support for a child. A biological or legal
relationship is not necessary.
EXAMPLE: When Nancy Bond's daughter was
sent to jail, Bond assumed full care of her daughter's ten year old child,
Pamela. If Pamela becomes ill, Bond will be allowed time to stay home with
her grandchild.
Children 18 years or older are considered
family members if they are unable to care for themselves because of a physical
or mental disability. For instance, a mother can use FMLA leave to care
for an adult child who is hospitalized with AIDA.
SPOUSES |
To be considered a spouse, your partner
must satisfy the statuary or common-law marriage rules in the state where you
live.
PARENTS |
Biological, adoptive, and foster mothers and fathers
qualify as parents. Also qualifying are individuals who stood in loco
parentis to you when you where a child.
EXAMPLE: Jim O'Brien's grandfather is
extremely ill. Since the age of five, O'Brien was raise by his
grandparents. O'Brien can use FMLA family leave to care for his
grandfather.
WHAT CONDITIONS QUALIFY
FOR |
To qualify you for family leave, your
family member must have a serious health condition. Serious health
conditions of family members are the same as serious health conditions of
employees as described in chapter 5. There are six categories.
Except for the sixth category, your family member must be incapacitated from
working, attending school, or performing other regular daily activities.
The categories are the following: conditions requiring overnight
hospitalization, conditions which cause more than three consecutive calendar
days of incapacity and require continuing treatment by a health care provider,
pregnancy, chronic serious health conditions, long-term or permanently
incapacitating conditions, conditions which require multiple medical treatments
to prevent incapacities that would last more than three consecutive calendar
days, or in connection with restorative surgery.
Here are some examples of circumstances
which qualify you for FMLA family leave: to care for a child with pneumonia, to
care for a child with chronic asthma who suffers a flare-up and must stay home
from school, to take a child with a hearing impairment to therapy appointments.,
to care for a spouse who is unable to work because of severe depression, to care
for a parent with Alzheimer's disease, to take a parent to a nursing home.
MINOR ILLNESSES |
The FMLA does not allow leave to care for
children or other family members suffering from minor illnesses unless such
illnesses require hospitalization or involve serious complications. Minor
illnesses include: colds, earaches, flu, headaches (other than migraines), minor
ulcers, periodontal disease, routine dental or orthodontic problems, upset
stomach.
NATURE OF CARE |
A family member needs care if he or she is unable to
provide for his or her basic medical, hygienic, nutritional, safety, or
transportation needs. Cooking meals, driving to appointments, and changing
dressings qualifies as care. Care also includes psychological comfort and
reassurance that is beneficial to a family member who is receiving inpatient
care or care from others at home. Leave must be allowed even if another
family member is available.
You can be required to submit a medical
certification from your family member's health care provider. The provider
must certify that your family member has a serious health condition and needs
care from a third party or that your presence would be beneficial.
After receipt of the medical
certification, your employer can schedule your family member for an examination
by a health care provider selected and paid for by the employer. If this
provider fails to certify either a serious health condition or a need for care,
your employer can insist that a third provider be selected to "break the tie."
See chapter 5 for more discussion of medical certification procedures.
INTERMITTENT OR REDUCED SCHEDULE LEAVE |
When medically necessary, family leave may be taken on an
intermittent basis or by means of a reduced schedule. For example, if to
care for a family member, you need to be at home for part of every shift, you
must be given a part-time work schedule.
NOTE: If your
need for intermittent leave or leave on a reduced schedule is foreseeable based
on a family member's planned medical treatment, your employer can require you to
temporarily transfer to another position that is better suited to your schedule.
The position must provide your regular pay and benefits and you must be allowed
to return to your regular position when your need for leave is over. The
transfer may not violate the union contract.
CHILDBIRTH, NEWBORN CARE, ADOPTION, AND FOSTER PLACEMENT LEAVE |
The FMLA guarantees time off for childbirth
and to care for newborn children. Although most union contracts and state
leave laws provide maternity leave, the FMLA goes further by (1) extending
rights to both parents, (2) establishing the leave period as 12 weeks, and (3)
in some cases allowing additional leave in the following year. Leave is
also available to employees who adopt a child or accept placement of a foster
child.
BIRTH MOTHERS |
Birth mothers may take FMLA childbirth
leave for up to 12 consecutive workweeks after the birth of a child. When
you return from your leave, you must be reinstated to your original job or to an
equivalent position. You must take FMLA medical leave prior to giving
birth if you are unable to work because of pregnancy. The total leave
allowed in one leave year is 12 weeks.
EXAMPLE: Because of a risk of miscarriage,
Sarah Deutch's physician instructed her to stop work four weeks before her due
date. Deutch may begin her FMLA leave at this time. The weeks before
the baby is born is counted as FMLA medical leave. The weeks after birth
are counted as FMLA childbirth leave.
You are not bound to the number of weeks
you initially select for childbirth leave. For example, if you request 12
weeks but decide to return early, you must be reinstated upon two days advance
notice.
NOTE: Unlike
medical and family leave, the FMLA does not compel an employer to allow
intermittent or part-time leave for childbirth or newborn care purposes.
Consequently, if you take childbirth leave of less than 12 weeks, you cannot
take a second childbirth leave or a newborn care leave during the same leave
year unless your employer agrees to your request, or your union contract permits
intermittent childbirth leave. Your employer's agreement would not be
required, however, if your child has a serious health condition.
NEWBORN CARE LEAVE |
Newborn care leave is leave to care for a
child under one year of age. Under the calendar, foxed and measured
forward leave year methods (see chapter 4), a birth mother can take up to 12
weeks of newborn care leave in the leave year following the one in which she
took her childbirth leave.
EXAMPLE: Suzanne Guertin works for an
employer which bases FMLA leave on a calendar year. Guertin gave birth on
June 15, 1996, and took 10-week childbirth leave. She returned to work on
September 1, 1996. On January 1, 1997, she will begin a new leave year.
During the next five months, she can take a newborn care leave– up to 12 weeks
in duration– until June 15, 1997, when her child will be one year of age
(assuming she has enough hours to satisfy the 1,250- hour test when she takes
her newborn care leave).
In some instances, newborn care leave can
be taken immediately after childbirth leave. For example, if Guertin's
baby is born on October 8, 1996, she can take 12-week leave until December
31,1996. On January 1, 1997, her next leave year starts and she can take a
newborn care leave.
FATHERS |
A father may take up to 12 consecutive
weeks of newborn care leave. Newborn care leave can be taken at birth or
anytime until the child is one year old. The child does not have to be ill
or in need of special care. The mother can be home at the same time.
A father may take an additional 12 weeks of newborn care leave in the following
leave year unless the employer uses the "rolling backward" leave year method.
BOTH PARENTS WORKING FOR
|
A limitation on childbirth, newborn care,
adoption, and foster placement leave applies if a husband and wife work for the
same employer. In such cases, the employer can(but does not have to) limit
the total leave for both parents to 12 weeks per year.
ADOPTION LEAVE |
Adoptive parents may take FMLA leave
for up to 12 consecutive workweeks. Adoption leave must be completed
during the first year of placement.
FMLA adoption leave can begin before the
child is placed if you are required to attend counseling sessions, appear in
court, consult with physicians or attorneys, submit to physical examinations, or
take part in other activities necessary for the adoption.
FOSTER PLACEMENT LEAVE |
If a foster child is placed in your
home, you may take up to 12 weeks of consecutive FMLA leave to welcome and bond
with the child. The leave must be completed during the first year of
placement.
NOTE: In order
for you to be eligible for FMLA leave, your foster child must be place in you
home by a public agency. Accepting a child into your household without
governmental involvement does not qualify you for FMLA leave.
NOTIFYING YOUR EMPLOYER |
You must give your employer timely
notice when you need FMLA leave. Otherwise, a request for future leave can
be delayed or an unexpected absence may be counted against you. This
chapter explains when to give notice and what to tell your employer.
FORESEEABLE LEAVE |
A foreseeable leave is one which you
know you will need in the future. Childbirth leave and newborn care leave
are generally foreseeable as is time off for a planned medical procedure.
When FMLA leave is foreseeable 30 days or
more into the future, you must give at least 30 days' advance notice of the date
you expect to begin your leave and its anticipated duration.
EXAMPLE: Jennifer Miller's due date is
October 31, 1996. She must give her employer notice by October 1, 1996,
that she plans to take childbirth leave.
LEAVE NEEDED LESS THAN 30 DAYS AHEAD |
When FMLA leave is foreseeable less than
30 days ahead, you must give advance notice "as soon as practicable."
Ordinarily, this means one or two working days from the day you learn of your
need for leave. For example, if on March 15, your doctor schedules you for
surgery on March 30, you must notify your employer by March 17 that you will
need time off.
CHANGE IN SCHEDULE |
Once you provide advance notice, you are
protected if you have to move up or delay your leave because of unexpected
circumstances. Notice of the new date should be provided as soon as
possible: generally within two days.
FAILURE TO GIVE ADVANCED NOTICE |
If you do not give adequate notice of a
foreseeable leave, your leave may be delayed for up to 30 days.
NOTE: Leave
cannot be delayed for lack of advance notice unless your need for leave and its
approximate date was clearly foreseeable. For example, if you are planning
on a adoption but do not know when the child will be available, you cannot be
held responsible for lack of 30 days' notice. An employer is also barred
from enforcing the 30-day requirement if it has failed to post an FMLA notice
describing the rule.
HOW MUCH TO TELL YOUR EMPLOYER |
There are no specific words that must be
used when requesting FMLA leave. You do not have to mention the FMLA.
You must, however, explain the reasons for the needed leave so that your
employer is aware that a serious health condition is involved or that your leave
falls within another FMLA category. It is sufficient, for example, to
state you will need leave for cancer treatment. But saying that you need
time off for "personal reasons" is not. If your employer asks questions,
you must provide further details about your or your family member's health
condition.
NOTE: You are not
required to tell your employer the precise diagnosis of your medical condition
or that of your family member. If you want to keep this information
private, you may offer a general description. For example, instead of
telling your employer that you have cancer, you might state: "I have a serious
health problem which makes me very ill and prevents me from working. I
wish to keep my diagnosis private." FMLA certification forms cannot ask
for diagnostic information.
WILLINGNESS TO RESCHEDULE |
When FMLA leave is needed for planned
medical treatment, you must try to schedule your leave so that it does not
"unduly disrupt" your employer's operations. For instance, a radio
engineer who request Wednesday, Thursday and Friday off for a series of medical
treatments must change the treatment schedule if the station says the dates will
interfere with radio services. If you are unable to reschedule, your leave
must be allowed.
UNFORESEEABLE ABSENCE |
When FMLA leave is unforeseeable, such
as an absence due to an illness or injury, there is, of course, no obligation to
provide advance notice. Instead, you must give notice "as soon as
practicable" (generally, within one or two working days) after you become aware
of the serious nature of your condition or the condition of your family member.
FMLA notice can be given in person, by telephone, by telegraph, or by fax
machine. If you give notice verbally, you may want to follow up with a
letter, keeping a copy in case a dispute arises.
NOTE: An
exception to the prompt notice rule applies if, under your employer's policies,
you are entitled to paid leave benefits without a need to report the nature of
your illness. In this situation, you can gain FMLA protection if you
provide notice within two business days of your return to work.
EXAMPLE: Charles Howard, suffering from
asthma, called in sick four days in a row. Under his company's sick plan
(six paid days per year), he did not have to describe the nature of his illness
or submit a doctor's report. When Howard returned to work, his steward
advised him that his absences could be used against him under the company
attendance policy unless Howard immediately informed the company that the
absences were due to his serious health condition.
WHAT TO TELL YOUR EMPLOYER |
When giving notice of an unexpected
medical or family absence, you do not have to mention the FMLA or say you want
FMLA leave. But you must give enough information so that your employer is
aware that the condition in question is a serious one.
SUFFICIENT NOTICE |
The following notices trigger FMLA
protections:
"My daughter has pneumonia and I must stay
home to take care of her."
"I broke my arm in a car accident and will
not be able to work for a week."
"My back condition has kicked up again and
I can't get out of bed."
NOTE: When an
employee gives notice that he or she needs medical or family care leave, the
employer has a duty to investigate to determine if the leave qualifies for FMLA
protection. An employer that does not ask about the seriousness of a
reported health condition is in a weak position to argue that the employee's
notice is inadequate.
INSUFFICIENT NOTICE |
The following notices do not trigger FMLA
protections because they do not suggest that a serious health condition is
involved:
"I cannot come to work today because of
personal problems."
"I am to upset to work."
"I have to stay home because of my
daughter."
9. HEALTH BENEFITS
Employers must maintain group health plan benefits during
FMLA leaves. This chapter explains the scope of this obligation as well as
the consequences if an employee fails to return to work.
SAME BENEFITS |
All group health benefits must be
continued during your FMLA leave. This includes existing coverage for
dependants, surgical care, dental care, eye care, mental health counseling, and
substance abuse treatment.
Your employer must pay for health benefits
at the same rate as if you were working. If your employer was paying 100%
of the health insurance premium, it must continue paying at this level. If
it was covering 75% of the cost, it must continue at this rate with you being
responsible for 25%.
EMPLOYEE PAYMENTS |
Consider this example: The premium for
Jim Gold's family health insurance is $400 per month. Under his union
contract, Gold's employer pays 80% ($320) and Gold pays 20% ($80). If Gold
takes a two month FMLA leave, how will his premium share be paid?
The answer to this is simple if Gold is
receiving vacation or other accrued pay. His employer will continue to
deduct health insurance from his pay check. But if Gold's leave is unpaid,
or under workers compensation, a new arrangement must be made. This could
be one of the following:
1. Gold could mail his employer or the
health insurer a premium check each week or month.
2. Gold could pre-pay the full amount
needed for his leave ($160). This method cannot be imposed without Gold's
agreement.
3. Gold's employer could pay the full
premium and Gold could pay his employer back, via payroll deductions, when the
leave is over.
4. Gold's employer could pay the full
premium without requiring reimbursement.
5. Gold and his employer could agree to
another payment method.
GRACE PERIOD |
If you are responsible for a premium
check, you must be allowed at least a 30-day grace period to submit you payment.
You employer must mail you a written notice at least 15 days before your
coverage is to cease. If you fail to pay, your health insurance can be
canceled.
NOTE: You can
allow your health insurance to be canceled during an FMLA leave without causing
a permeant loss of coverage. When you return to work, your health
benefits, including family or dependant coverages, must be fully restored, with
no waiting period, examination, or exclusions.
FAILURE TO RETURN FROM LEAVE |
If you fail to return to work after an
unpaid FMLA leave, or return and resign within 30 days, you can be held
responsible for the health plan premiums your employer paid during the leave.
Repayment obligations do not apply if your failure to return is because of:
The continuation, recurrence, or onset of
a serious health condition.
Other circumstances beyond your control.
Retirement.
OTHER INSURANCE BENEFITS |
Unless required by a union contract or
past practice, an employer does not have to pay for life insurance and
disability insurance during an FMLA leave. When an employee returns from
leave, however, all benefits must be restored. Considering the cost of
reinstating lapsed insurance, employers usually save money by maintaining
insurance during FMLA leaves.
THE RIGHT TO REFUSE LIGHT DUTY |
The FMLA guarantees time off when a
serious health condition disables an employee from performing the essential
duties of his or her job. How does this protection apply if an employer
orders an employee to work in a modified or light duty position?
A LEAVE IS A LEAVE IS A LEAVE |
Despite pleas from employer lobbyists,
the Department of Labor has concluded that employees eligible for FMLA leave
cannot be required to accept modified or light duty assignments.
According to the DOL:
If an employee qualifies under the FMLA
for job protected leave, the employee may not be forced, before the FMLA
job-protected leave entitlement has expired, to return to work in a "light work"
(i.e., an unequal, modified, or restructured) position, instead of continuing
FMLA leave until the entitlement has been exhausted.
Accordingly, your employer violates the FMLA if it either:
Denies you an FMLA leave on the grounds
that, instead, it will modify your position or provide you with light duty work.
Orders you to return early from FMLA leave
to perform modified or light duty work.
Employees who are eligible for FMLA leave
can decline light duty offers or assignments. You may not be disciplined
for such a decision.
NOTE: The right
to refuse light duty ends when you use up all your FMLA leave. At that
point, unless protected by your union contract, you must accept light duty work.
LIGHT DUTY AND WORKERS' COMPENSATION |
Employees's on workers compensation
usually qualify for FMLA protection because their absences are caused by a
serious health conditions. Employees on workers' compensation can
therefore refuse light duty work offers without being subject to discipline or
discharge as long as they are within their 12-week FMLA entitlement.
CAUTION |
In some states, insurance companies are
allowed to discontinue or suspend workers' compensation benefits to employees
who refuse medically approved light duty job offers. The FMLA does not
prohibit this practice. Consequently, employees in these states risk
losing workers' compensation benefits if they refuse light duty work.
ACCEPTING LIGHT DUTY WORK |
Nothing in the FMLA prohibits an employer from offering light duty or modified work on a voluntary basis, i.e., without pressure or coercion. If you accept a light duty job offer, you have a right to return to your original position or an equivalent position if you recover from your injury within the time span of your remaining FMLA entitlement.
EXAMPLE: Morgan Miller injured his back and could not work as a truck driver. After six weeks on FMLA leave, he came back on light duty as a custodian. If Miller recovers from his injuries within the next six weeks, he must be restored to his former position or to an equivalent position.
PAID LEAVE |
The biggest weakness of the FMLA is its
failure to insist that medical and family leave be paid. This contrasts
with many industrialized countries, five states, and Puerto Rico where paid
leave has long been the norm. Without pay, employees are often unable to
exercise their FMLA rights.
Congress made a small move towards paid
leave by including a provision making it easier for employees to use accrued
vacation or personal leave during FMLA absences. As a counterpoint,
however, Congress gave employers the right to impose paid leave, even when an
employee would rather take unpaid leave. These issues are discussed in
this chapter.
VACATION LEAVE |
Most workers accrue vacation leave.
Some workers earn vacation leave on a monthly basis, such as one day for each
month worked. Others earn vacation leave by working to a particular
date.
You must be allowed to use ("substitute")
accrued vacation leave during any FMLA absence without restrictions due to
seniority or other factors. An employer that normally limits vacation
leave to a minimum number of days or requires advance notification cannot
enforce these rules during FMLA absences.
EXAMPLE: Subrata Ghoshroy missed four days
of work because of his child's serious illness. Goshroy asked to use four
of his accrued vacation days. Company rules restrict vacation to a minimum
of one week at a time and require employees to submit requests six weeks in
advance. Nevertheless, Goshroy must be paid during his FMLA absence.
NOTE: Vacation
leave is accrued when it is both earned and available to be used. If your
employer has an enforced vacation policy that limits vacations to particular
months of the year, it can refuse vacation leave for FMLA absences that do not
fall within these months.
PERSONAL LEAVE |
Accrued personal or annual leave is
treated in the same manner as vacation leave. You may use it during any
FMLA absence.
SICK LEAVE |
Sick leave is treated differently than
vacation and personal leave. You may only use it for an absence that
qualifies under your employer's sick or disability leave plan. Usually,
this means that sick leave cannot be claimed when you are caring for a family
member.
FAMILY LEAVE |
You may use accrued family leave during
any FMLA leave which qualifies under your employer's family leave plan.
DESIGNATING PAID LEAVE AS FMLA LEAVE |
When an employee goes on paid leave for
a reason which qualifies as FMLA leave, an employer can designate the absence
under the FMLA. This rule applies to absences taken under workers'
compensation, disability, sick, or other paid leave plans. If the
designation is provided in a timely manner, the employer can deduct the leave
from the employees's 12-week FMLA entitlement.
IMPOSING PAID LEAVE |
Responding to industry demands,
Congress gave employers the right, unless barred by a union contract, to
substitute paid leave– whether or not requested– for otherwise unpaid leave.
The following rules apply:
Employees must be informed within two days
of giving FMLA notice that paid leave will be imposed.
Accrued vacation and personal leave may be
substituted for any unpaid FMLA leave. For example, an employee taking two
weeks' leave to take care of a family member can be required to use up to two
weeks of his or her accrued vacation leave.
Sick or family leave may only be imposed
on FMLA leaves which meet the requirements of the employer's sick or family
leave plan.
Vacation, personal, family, or sick leave
cannot be impose on employees receiving workers' compensation.
If an employer has an established period
outside of which vacations are not permitted, vacation leave cannot be imposed
on an FMLA absence that falls outside the period.
RETURNING TO WORK |
When you return from FMLA leave, you
must be restored to your original position or to an equivalent one. This
chapter discusses equivalent work, fitness for duty reports, and the effect of
layoff on FMLA rights.
ORIGINAL POSITION |
Restoration to your original position
is the first option under the FMLA. Your employer can accomplish this by
holding your position open or by filling it on a temporary basis during your
leave. When you return to work, your wages, benefits, and seniority must
be fully restored. In addition, you must receive any unconditional pay
increases awarded during your absence.
EQUIVALENT POSITIONS |
The FMLA allows a limited right to
assign employees to new positions on return from FMLA leave. The new
position must be equivalent to your original position and must not conflict with
your contract rights. Equivalence is a very stringent standard. The
must fully satisfy each of the following tests.
1. Pay, benefits, working conditions,
privileges, and status must be virtually identical to your original position.
2. Skills, efforts, responsibility, and
authority must be substantially equivalent.
3. Duties and responsibilities must be the
same or substantially similar.
These tests make it very difficult to
assign an employee returning from FMLA leave to a new position. For
example, an employer cannot:
Assign a city truck driver to a rural
route (different working conditions)
Assign an employee to a position that has
less overtime opportunities (different pay)
Assign an employee to a different work
location or shift (different working conditions)
Assign a drill press operator to work in
the shipping department (different duties)
Assign a secretary working for one
attorney to a position working for two attorneys (different efforts)
Assign a union employee to a non-union
position (different benefits and privileges)
FITNESS FOR DUTY REPORTS |
If you take FMLA leave because of a
serious medical condition, you can be directed to obtain a fitness for duty
report before returning to work. The following rules apply:
Your employer cannot be selective in
making the request. There must be a uniformly applied policy or practice
that requires all similarly situated employees (e.g. all factory employees, all
truck drivers, all employees absent for more than five days, etc.) To obtain
fitness reports prior to returning from medical leave.
You must be notified that you will need a
fitness report at the time your request for leave is submitted or immediately
after your notice of a medical absence. If your employer fails to give you
proper notice, it cannot refuse to reinstate you because you lack a fitness
report.
You must be allowed to obtain your report
from your own health care provider. The report need only be a simple
statement that you are able to return to work.
If your fitness report certifies that you
can perform your duties, it must be accepted by your employer.
Reinstatement cannot be conditioned on examination by a second or third
provider.
Your employer can assign a health care
provider (not a supervisor or manager) to contact your provider, with your
permission, to obtain clarification of your fitness report. Clarification
may only be requested for the health condition that you took FMLA leave for.
Your return cannot be delayed while contact with your health care provider is
being made.
If you return to work without a requested
fitness report, your return can be delayed until you submit the report.
NOTE:
Employees returning from childbirth, newborn care, adoption, foster placement,
or family care cannot be required to submit a fitness for duty report. Nor
can fitness reports be required of employees absent for medical reasons on an
intermittent basis.
LAYOFF OR CLOSING DURING LEAVE |
Do you have an FMLA right to return to
work if, during your leave, a layoff or closing is instituted that eliminates
your position? The answer is no. The FMLA does not put you in a
better position than had you not taken the leave. If your position is
eliminated for reasons that are unrelated to your leave, your FMLA rights are
extinguished. Your employer, however, must be able to establish that you
would have lost your position during the period of leave, even if you had
remained at work.
BENEFITS, PRIVILEGES,
|
An employee returning from FMLA leave
may not be deprived of any benefits, privileges, or conditions of employment
enjoyed prior to the leave. Nor may an employee be discriminated against
for taking FMLA leave. For example, your employer may not:
Reduce your overtime opportunities because
you have taken FMLA leave.
Deny you a non-FMLA leave, for example, a
union or educational leave, because you have taken FMLA leave.
Change or delay your vacation schedule
because you have taken FMLA leave (unless you have used up your vacation
allowance)
Order you to work extra hours to make up
for FMLA leave
ATTENDANCE AND SAFETY BONUSES |
Employees who take FMLA leave do not
lose their eligibility for bonuses they had previously qualified for, including
attendance and safety bonuses.
EXAMPLE: Louise Sardillo was absent for
three days in 1995 to care for her ailing mother. Her company pays a $200
bonus for employees who achieve perfect attendance. Sardillo is entitled
to the bonus because all of her absences come under FMLA.
NOTE: Bonuses
based on performance, such as sales bonuses, do not have to be paid if output is
diminished because of FMLA absences.
EMPLOYER NOTIFICATION DUTIES |
The FMLA imposes a series of
notification duties on employers. Few employers follow all the rules.
In some cases, an employer's failure to provide notice can extend an employee's
leave rights.
MAJOR DUTIES |
Employers covered by FMLA have five
major notification duties. They must:
1. Display FMLA posters.
2. Describe the FMLA in employee handbooks
or benefit documents.
3. Notify employees who are ineligible for
FMLA leave.
4. Notify eligible employees, in writing,
of specific FMLA rights and responsibilities.
5. Notify employees, in writing, whenever
paid leave is designated as FMLA leave.
NOTE: These rules apply even if different
or lesser requirements are set out in the collective bargaining agreement.
POSTERS |
All covered employers must post a
notice advising employees of their right to job-protected FMLA leave and the
procedures for filing charges at the U.S. Department of Labor (DOL). The
wage and Hour Division has prepared a model poster for this purpose. The
poster must be displayed in conspicuous places at each work site.
FOREIGN LANGUAGES |
If a significant portion of the workforce
cannot read English, an employer must translate its FMLA poster into the
appropriate language or languages. For instance, if 15% of the employees
only read Spanish and 10% read only Chinese, notices must be posted in these
languages. A Spanish-language poster is available from the DOL.
NOTE: An employee
cannot be denied FMLA leave for failing to provide advance notice if an employer
has not posted an FMLA notice.
HANDBOOKS |
Employers which have FMLA-eligible
employees must describe the FMLA in handbooks or other benefit documents.
DO< materials are available as guides for this purpose.
If your employer does not have a handbook
or other benefit document, it must describe the FMLA when it gives Section 301
notice to employees taking FMLA leave.
INELIGIBILITY NOTICE |
As discussed in Chapter 3, you are not
eligible for FMLA leave if you have been employed for less than 12 months or
have worked less than 1,250 hours within the previous 12 months. Section
110(d) of the DOL regulations requires employers to notify employees when they
are ineligible for FMLA leave.
REQUESTS FOR FUTURE LEAVE |
If you are ineligible at the time you
request future FMLA leave, your employer must either:
1. Approve your leave based on an
estimation that you will be eligible on the day your leave will start.
2. Notify you that you need additional
months, weeks, or hours of employment in order to be eligible for FMLA leave.
If you employer fails to advise you in
either manner before the date your requested leave is to begin, you are "deemed
eligible" to take protected FMLA leave, even though you may still lack 12 months
employment or 1,250 hours of service.
UNEXPECTED ABSENCE |
If you lack 12 months of employment or
1,250 hours of service when you inform your employer of an unexpected absence
for FMLA reasons, your employer must advise you within two business days that
you are ineligible for FMLA leave. Without such notice, your absence is
protected by FMLA.
EXAMPLE: Maria Diaz worked for a hotel
for 10 months. On June 12, 1996, she was in a motor vehicle accident and
broke her leg. She notified the hotel the same day. The hotel must
inform Diaz by June 14 that she lacks eligibility for FMLA leave. If the
hotel fails to advise her, Diaz's absence will be protected by the FMLA and
cannot be used for discipline or a refusal to reinstate her.
SECTION 301 NOTICE |
If you are FMLA-eligible when you
request FMLA leave or provide notice of an unexpected FMLA absence, your
employer must give or mail you a written notice designating or provisionally
designating your leave under the FMLA and detailing your specific rights and
obligations. As this notice is required by Section 301 of the DOL
regulations, it is referred to as "Section 301 notice." The Section 301
notice must be in a language in which you are literate. It must include
information about the following matters, as appropriate.
1. Whether your absence will be applied to
your annual FMLA leave entitlement (i.e., whether your absence is designated as
FMLA leave).
2. Whether you must submit a medical
certification, as well as the consequences of failing to do so.
3. Your right to substitute paid leave,
whether your employer will require substitution of paid leave, and any
conditions related to substitution (see Chapter 11).
4. Any requirement that you make payments
to maintain your health benefits, the arrangements for making such payments, and
the possible consequences if you do not make such payments in a timely manner
(see Chapter 9).
5. Any requirement that you present a
fitness report before you can return to your job and the consequences of failing
to do so.
6. Whether you are considered to be a "key
employee" and, if so, the consequences that job restoration may be denied to you
following your FMLA leave, as well as the conditions required for such a denial.
7. Your right to reinstatement to the same
or equivalent job upon return from leave.
8. Your potential liability for health
insurance premiums paid by your employer during your FMLA leave if you fail to
return to work (see Chapter 9).
WHEN MUST SECTION 301
|
Section 301 notice must be provided within
2 business days (unless there are extenuating circumstances) of your request for
future FMLA leave or your notice if an unexpected FMLA absence. A Section
301 notice does not have to be supplied again for six months, if the specific
information in the original notice applies to a subsequent leave. After
six months, your employer must issue a Section 301 notice when you next take
FMLA leave.
EXAMPLE: James Daly was in a car accident
on June 14, 1996. He notified his employer on June 15 that he would be out
of work for one week. This is the first time that Daly has needed FMLA
leave.
His employer must mail
Daly a Section 301 notice by June 17, 1996. If Daly has any other FMLA absences
over the next six months, his employer need only give him a written paid-leave
notice, if applicable, and a written or verbal reminder if a medical
certification or fitness for duty is required.
After December 14, 1996,
a new sis month period begins and a Section 301 notice must be provided the next
time Daly takes FMLA leave.
EMPLOYER PENALTIES |
If your employer does not provide a
Section 301 notice, it cannot penalize you, disallow your leave, or deny you
reinstatement for any failure on your part to comply with the obligations that
the employer was required to describe in the notice, such as a submission of a
medical certification or a fitness for duty report.
EXAMPLE: Lee Smith works for Crown Floor
Company. Crown's FMLA policy requires employees to submit a medical
certification within 15 days of any FMLA absence. Smith had to stay out of
work because of his wife's serious illness. Crown did not send Smith a
Section 301 notice. Smith cannot be penalized for failing to submit a medical
certification because his employer violated the notice rule.
Moreover, an employer which fails to
properly designate a paid or unpaid leave as an FMLA leave cannot count the
leave period against an employee's 12-week FMLA entitlement.
PROVISIONAL DESIGNATION |
If your employer is not sure that your
absence qualifies under the FMLA, it can issue a Section 301 notice with a
provisional designation of FMLA leave and request further information or a
medical certification. If this information confirms that the leave is for
an FMLA reason, the provisional designation becomes final.
SUBSEQUENT ABSENCES |
After a Section 301 notice is issued, if a
further FMLA absence occurs in the next six months, your employer is required to
notify you, verbally or in writing, of any medical certification or fitness
report requirements. Verbal notification is allowed if the initial Section
301 notice and an employee handbook or other benefits document clearly state
that a medical certification or a fitness report will be required under the
circumstances of your leave.
EXAMPLE : Apex Company publishes its
FMLA policy in an employee handbook. The policy says that medical
certifications are required in all cases of employee medical or family care
leaves. This rule is also included in the Section 301 notice given
employees on their initial FMLA absence in each six month period.
Nevertheless, each time an employee gives notice of further FMLA leave, the
company must provide at least a verbal reminder of the necessity to submit a
medical certification.
An employer which fails to properly remind
employees of the need to submit a medical certification or fitness report cannot
deny a leave or delay reinstatement if an employee does not submit such
documents.
SECTION 208 NOTICE |
Section 208 of the DOL regulations
allows employers to designate a paid leave as an FMLA leave if the leave
qualifies under the FMLA. In other words, if you take sick leave, vacation
leave, or workers' compensation leave because of a serious health condition,
your employer can count your absence as FMLA leave and deduct the days from your
12-week FMLA entitlement.
Paid leave designations must be provided
within 2 business days, unless there are extenuating circumstances, of the day
you give FMLA notice. If this is your first FMLA absence in six months,
the paid leave designation must be included in the Section 301 notice discussed
above.
If this is your second or further FMLA
absence within six months, the Section 208 notice may initially be given
verbally. In that case, however, the notice must be confirmed in writing
no later than your next payday. This is not the case if the payday is less
than one week after the verbal notice, in which case the written notice can be
provided by the subsequent payday. The confirmation can be in any form
including a notation on your pay stub that your absence has been designated FMLA
leave.
EMPLOYER PENALTIES |
If your employer knows you are taking paid
leave for an FMLA reason, but fails to designate it within two business days,
any future designation is effective only as of the date you are notified.
In such circumstances, the absences preceding the designation are protected by
the FMLA but may not be deducted from your 12-week FMLA entitlement. If
none of your paid leave is designated, the entire leave is protected by the FMLA
even if it extends beyond 12 weeks.
EXAMPLE PENALTIES |
If your employer knows that you are taking
paid leave for an FMLA reason, but fails to designate it within two days, any
future designation is effective only as of the date you are notified. In
such circumstances, the absences preceding the designation are protected by the
FMLA but may not be deducted from your 12-week FMLA entitlement. If none
of your paid leave is designated, the entire leave is protected by the FMLA even
if it extends beyond the 12 weeks.
EXAMPLE: Alda Melo was injured on the job
and collected workers' compensation for five months. Because her employer
did not send her an FMLA designation notice, her entire absence is protected by
the FMLA. If Melo returns to work, she must be given her original position
or an equivalent position. She will still have 12 weeks of FMLA leave in
her account.
RETROACTIVE DESIGNATION |
If you take paid leave without informing
your employer of the FMLA reason and your employer discovers the reason when you
return to work, your employer can retroactively designate the entire absence as
FMLA leave if it notifies you of this decision within two business days of your
return.
ENFORCING THE FMLA |
If you are disciplined because of FMLA
absences, denied leave or reinstatement, refuse benefits, or harmed by any other
FMLA violation, you can take legal action against your employer.
This chapter explains how to file
complaints at the U.S. Department of Labor (DOL) as well as how to file lawsuits
in court. Chapter 15 discusses using the union grievance system.
FILING A COMPLAINT AT THE
|
You (or your union) may file a FMLA
complaint with the DOL Wage and Hour Division. FMLA complaints can be
filed in person, by mail, or by telephone. There is no official complaint
form. Complaints must be filed within two years of the violation; three
years are allowed if the violation is willful.
"CLASS ACTION" COMPLAINT |
A group complaint can be filed when many
employees are affected. The DOL will want to interview employees who have
been harmed.
DOL PROCEDURES |
After taking down your complaint, a DOL
investigator will call your employer to get its side of the story. If the
investigator concludes that your rights have been violated, he or she will try
to persuade the employer to restore your position, allow your leave, etc.
The DOL cannot order an employer to comply with the FMLA but it can threaten to
sue in court. This, plus the moral authority of the Federal Government,
often gets results.
If your employer refuses to comply, the
DOL can bring suit. But because it has a severe shortage of legal
resources, the DOL is more likely to suggest that you retain private counsel and
file your own lawsuit.
PROTECTIONS |
An employer may not penalize an employee
who files a DOL complaint, sues in court, provides information, or testifies in
FMLA legal proceedings. Employees who are retaliated against have strong
grounds for double damages.
PRIVATE LAWSUITS |
An FMLA lawsuit can be filed by an
employee or group of employees. Unlike some labor laws, you do not have to
file an agency complaint before going to court. The lawsuit must be filed
within two years of the violation; three years are allowed if the violation is
willful.
NOTE: Filing a
complaint with the DOL does not "toll" (delay) the period to file an FMLA
lawsuit. If a violation is close to two years old, you should sue in court
to avoid statue of limitation difficulties.
ATTORNEYS |
Try to locate an attorney who is familiar
with the FMLA. In some areas of the country this may prove difficult.
Most attorneys ask for a retainer or payment by the hour. You may be able
to find an attorney who will take the case on contingent fee basis or in
the hope of a court-awarded attorney's fee. A list of employee-side
attorneys in each state can be obtained from the National Employment Lawyers
Association (NELA).